Estevan Munoz
Estevan Munoz is a registered investment advisor at Valley Wealth Strategies, LLC, based in Santa Ana, CA, with 25 years of industry experience. Estevan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 4,055 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.5M | 1.00% |
| $1.5M+ | 1.00% |
Fees negotiable for amounts over $1,500,000.
Fee Estimator
Location
1633 E 4th Street, Suite 212, Santa Ana, CA, 92701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Estevan operates Zuk Financial Group as a DBA for his LPL business since 2003. He also provides investment advisory services through Valley Wealth Strategies, LLC as an IAR, spending a few hours per week on this activity.
Employment History
Current Registrations
Valley Wealth Strategies, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
National Planning CorporationBroker
State Registrations17 states
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