Christopher Shea
Christopher Shea is a CFA-designated registered investment advisor at Wealthplan Investment Management LLC, based in Old Greenwich, CT, with 20 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 2,145 clients with $2.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum combined annual management fee and annual strategy fee will not exceed 2.00% of assets under management. Fees are negotiable based on account size, complexity, and services provided.
Fee Estimator
Location
Old Greenwich, CT
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Christopher is the owner of Shea, LLC, a holding company, since 2014. He spends minimal time on this non-investment related activity.
Employment History
Current Registrations
Wealthplan Investment Management LLC
Previous Registrations
Wealthsource®
Catametrics Management, LLC
Catametrics Management, LLC
US Financial Advisors, LLC
US Financial Advisors, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Roberta Anderson, CFPWells Fargo Advisors
- Loretta Nolan, CFPLoretta Nolan Associates, LLC
- Paolo Thompson, CFPWells Fargo Advisors
- Marilyn Timbers, CFPCetera Investment Advisers LLC
- Charles Wild, CFPOsaic Wealth, INC.