Frances Harkins is a CFP-designated registered investment advisor at Wheels Up Wealth, INC., based in Vallejo, CA, with 24 years of industry experience. Frances operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 114 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | Included |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.50% |
| $5M+ | 0.40% |
For assets from $0 to $1,000,000, a flat fee of $10,000 per year is charged. Fees for assets over $1,000,000 are negotiable and paid quarterly in arrears.
Fee Estimator
Location
Vallejo, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Frances owns real estate investment properties, primarily multi-family apartment buildings, since 1987, first individually and then as a trustee of the Harkins Family Trust. She spends minimal time on banking and tax records related to the real estate, as the properties are professionally managed.
Employment History
Current Registrations
Wheels Up Wealth, INC.
Previous Registrations
North Capital
Grossman Financial Management
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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