Charles Simon
Charles Simon is a registered investment advisor at Advisory Services Network, based in Covington, LA, with 12 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 12,919 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.25% |
All fees are negotiable at the firm's discretion. The firm also offers a floating flat rate schedule using the same percentage breakpoints applied to total account assets.
Fee Estimator
Location
720 W. 21st Ave, Suite C, Covington, LA, 70433
Get directionsHistory
Regulatory History (2)
Judgment / Lien
January 1994Customer Dispute
March 1985Other Business ActivitiesSells Insurance
Charles is affiliated with Simon & Simon Financial, LLC, an insurance and annuity agency, since 2013. He dedicates about half of his time to offering fixed annuities and life insurance.
Employment History
Current Registrations
Advisory Services Network
Previous Registrations
Foundations Investment Advisors LLC
Financial and Investment Management Advisors, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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