Rebecca Klody is a CFA-designated registered investment advisor, based in Oak Brook, IL, with 21 years of industry experience.
Location
1301 W. 22nd Street, Suite 530, Oak Brook, IL, 60523
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Rebecca is a financial advisor and co-branch owner of Teegarden Wealth Advisors | Raymond James, working as an independent contractor. This takes about a quarter to half of her time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2024 - Present · 1 yr 9 mos
Raymond James Financial Services, INC.Broker
October 2024 - Present · 1 yr 9 mos
Raymond James Financial Services, INC.
October 2024 - Present · 1 yr 9 mos
Previous Registrations
Raymond James & Associates, INC.Broker
August 2021 - October 2024 · 3 yrs 2 mos
Raymond James & Associates, INC.
August 2021 - October 2024 · 3 yrs 2 mos
Amg Distributors, INC.Broker
April 2014 - December 2019 · 5 yrs 8 mos
Southernsun Asset Management LLC
February 2012 - March 2020 · 8 yrs 1 mo
Northern Lights Distributors, LLCBroker
January 2011 - April 2014 · 3 yrs 3 mos
Goldman, Sachs & CO.Broker
March 2001 - December 2008 · 7 yrs 9 mos
State Registrations20 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.