MD
MD
Mark Douglas
25 Years of Experience
Richmond, VA
1 DisclosureBrokerSells Insurance
Mark Douglas is a registered investment advisor at Cetera Investment Advisers LLC, based in Richmond, VA, with 25 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Richmond, VA
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Regulatory History (1)
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Customer Dispute
June 2010Denied
Other Business ActivitiesSells Insurance
Mark is an independent insurance agent with Bowman Gaskins Financial Group, selling disability, fixed annuities, life, accident, and health insurance since 2000. This takes about full-time hours, weekdays only.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2013 - June 2023 · 9 yrs 9 mos
Walnut Street Securities, INC.Broker
August 2003 - September 2013 · 10 yrs 1 mo
Walnut Street Securities, INC.
August 2003 - September 2013 · 10 yrs 1 mo
Nathan & Lewis Securities, INC.
January 2001 - August 2003 · 2 yrs 7 mos
Nathan & Lewis Securities, INC.Broker
October 2000 - August 2003 · 2 yrs 10 mos
State Registrations8 states
CADCFLIDMDNCORVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.