OH
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Oswaldo Hernandez
23 Years of Experience
Danville, CA
3 DisclosuresBroker
Oswaldo Hernandez is a registered investment advisor at Morgan Stanley, based in Danville, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Danville, CA
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Regulatory History (3)
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Judgment / Lien
March 2025Customer Dispute
September 2019Denied
Customer Dispute
September 2014Settled
Employment History
Current Registrations
Morgan Stanley
August 2022 - Present · 3 yrs 9 mos
Morgan StanleyBroker
August 2022 - Present · 3 yrs 9 mos
Morgan Stanley
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
E*trade Capital Management, LLC
January 2017 - September 2023 · 6 yrs 8 mos
E*trade Securities LLCBroker
November 2016 - September 2023 · 6 yrs 10 mos
OptionshouseBroker
June 2016 - August 2017 · 1 yr 2 mos
E*trade Capital Management, LLC
September 2014 - June 2016 · 1 yr 9 mos
E*trade Securities LLCBroker
June 2002 - June 2016 · 14 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.