CR
CR

Charles Rose

20 Years of Experience
New York, NY
Broker

Charles Rose is a registered investment advisor at Morgan Stanley, based in New York, NY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1585 Broadway, 21st Floor, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Charles serves as a trustee for a personal trust in Windsor, CT since 2017 and a trustee/co-trustee for a trust in Naples, Florida since 2021, dedicating minimal time to each. He also serves on the Investment Committee for Christ Episcopal Church in Greenwich, Connecticut, spending minimal time after business hours.

Employment History
Current Registrations
Morgan Stanley
August 2010 - Present · 15 yrs 11 mos
Morgan StanleyBroker
May 2010 - Present · 16 yrs 2 mos
Previous Registrations
Citigroup Global Markets INC.
April 2003 - February 2005 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
November 2000 - July 2005 · 4 yrs 8 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPARISCTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.