Leonard Simon
Leonard Simon is a ChFC-designated registered investment advisor at Keystone Wealth Advisors, LLC, based in Reno, NV, with 57 years of industry experience. Leonard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 88 clients with $40M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.80% |
| $250K - $1000K | 0.70% |
| $1.0M - $3.0M | 0.60% |
| $3M+ | 0.50% |
The annual fee is negotiable based upon certain criteria.
Fee Estimator
Location
401 Ryland Street, Suite #300, Reno, NV, 89502
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 1999Other Business ActivitiesSells Insurance
Leonard is an insurance agent with Keystone Wealth Advisors, LLC since April 2022, focusing on sales and services of insurance products. This activity takes about a quarter of his time, with some hours during trading hours.
Employment History
Current Registrations
Keystone Wealth Advisors, LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Waddell & Reed
Waddell & Reed, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Prudential Financial Planning Services
Pruco Securities CorporationBroker
Locust Street Securities, INC.Broker
MML Investors Services, INC.Broker
Sun Investment Services CompanyBroker
Mutual Service CorporationBroker
Lowry Financial Services CorporationBroker
John Hancock Distributors, INC.Broker
Cigna Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.