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Leonard Simon

Keystone Wealth Advisors, LLC
58 Years of Experience
Reno, NV
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Leonard Simon is a ChFC-designated registered investment advisor at Keystone Wealth Advisors, LLC, based in Reno, NV, with 58 years of industry experience. Leonard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 104 clients with $39M in assets under management.

Keystone Wealth Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
104 clients
Average Client Portfolio
$373K average
Assets Under Management
$38.8M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.80%
$250K - $1.0M0.70%
$1.0M - $3.0M0.60%
$3M+0.50%

Fees are negotiable. Cash is included as an asset class in fee calculations.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

401 Ryland Street, Suite #300, Reno, NV, 89502

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1999
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Leonard is an insurance agent with Keystone Wealth Advisors, LLC since April 2022, focusing on sales and services of insurance products. This activity takes about a quarter of his time, with some hours during trading hours.

Employment History
Current Registrations
Keystone Wealth Advisors, LLC
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
MML Investors Services, LLC
April 2018 - April 2022 · 4 yrs
MML Investors Services, LLCBroker
February 2018 - April 2022 · 4 yrs 2 mos
MML Investors Services, LLC
March 2014 - December 2017 · 3 yrs 9 mos
MML Investors Services, LLCBroker
January 2014 - December 2017 · 3 yrs 11 mos
Waddell & Reed
May 2009 - December 2013 · 4 yrs 7 mos
Waddell & Reed, INC.Broker
May 2009 - December 2013 · 4 yrs 7 mos
New England Securities Corporation
December 2002 - May 2009 · 6 yrs 5 mos
New England SecuritiesBroker
December 2002 - May 2009 · 6 yrs 5 mos
Prudential Financial Planning Services
December 1997 - November 2002 · 4 yrs 11 mos
Pruco Securities CorporationBroker
November 1993 - November 2002 · 9 yrs
Locust Street Securities, INC.Broker
January 1991 - November 1993 · 2 yrs 10 mos
MML Investors Services, INC.Broker
February 1988 - February 1991 · 3 yrs
Sun Investment Services CompanyBroker
May 1986 - February 1988 · 1 yr 9 mos
Mutual Service CorporationBroker
April 1986 - May 1986 · 1 mo
Lowry Financial Services CorporationBroker
June 1985 - April 1986 · 10 mos
John Hancock Distributors, INC.Broker
January 1985 - May 1985 · 4 mos
Cigna Securities, INC.Broker
January 1968 - November 1984 · 16 yrs 10 mos
State Registrations1 state
NV
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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