Lisa Baverso is a registered investment advisor, based in Newton, NC, with 23 years of industry experience.
Location
12 N Main Ave, Newton, NC, 28658
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
March 2014 - January 2018 · 3 yrs 10 mos
Bb&t Investment Services, INC.Broker
March 2006 - January 2018 · 11 yrs 10 mos
Nationwide Securities, INC.Broker
August 2005 - February 2006 · 6 mos
Wachovia Securities, LLCBroker
January 2005 - June 2005 · 5 mos
Uvest Financial Services Group, INC.Broker
March 2003 - May 2004 · 1 yr 2 mos
First Union Securities, INC.Broker
October 2000 - June 2002 · 1 yr 8 mos
First Union Brokerage Services, INC.Broker
September 2000 - October 2000 · 1 mo
State Registrations11 states
ALFLGAIAILNCPASCTNVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.