Rui Falcon is a CFA-designated registered investment advisor at Princeton Asset Management, LLC, based in Boca Raton, FL, with 16 years of industry experience. Rui operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Socially Responsible Investing. Their firm serves 69 clients with $73M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Princeton Asset Management charges a percentage of the assets they manage. For the Princeton Opportunistic Credit Strategy, the fee is 1.00% per year. For the Princeton Core Fixed Income Strategy, the fee is negotiable based on the size of the account and the type of client. Some existing clients may be billed around 1% annually on assets under management or the account's gross position value when the account is using leverage. Fees are billed monthly based on the month-end account value.
Location
621 NW 53rd Street, Suite 240, Boca Raton, FL, 33487
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Rui is the CEO and Chief Compliance Officer of Princeton Asset Management, LLC, where he has been a co-owner since 2008. He dedicates nearly full-time hours to this asset management business.
Employment History
Current Registrations
Princeton Asset Management, LLC
Previous Registrations
Princeton Investment Management, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.