Anna Kottke is a CFP-designated registered investment advisor at LPL Financial LLC, based in Fond Du Lac, WI, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
28 W Pioneer Rd, Fond Du Lac, WI, 54935
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Anna rents agricultural land, co-owns CWP Holdings LLC (a real estate rental company), operates Elite Wealth Planners LLC, and owns Howard Johnson Flooring, LLC. Operating Elite Wealth Planners LLC takes nearly full-time hours, while Howard Johnson Flooring, LLC takes about 10-20% of Anna's time, and the other activities require minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
BMO Harris Financial Advisors, INC
BMO Harris Financial Advisors, INC.Broker
M&i Financial Advisors, INC.
M&i Investment Management CORP.
M&i Financial Advisors, INCBroker
Allstate Financial Services, LLCBroker
World Group Securities, INC.Broker
Woodbury Financial Services, INC.Broker
Raymond James Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.