SR
SR

Susan Radley

25 Years of Experience
Gilbert, AZ
BrokerSells Insurance

Susan Radley is a registered investment advisor at Cetera Investment Advisers LLC, based in Gilbert, AZ, with 25 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

Gilbert, AZ

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Susan has been an insurance agent since 1995, writing medical and dental insurance through LISI, dedicating nearly full-time hours to this activity. She also sells health insurance and receives referral fees for referring corporate clients for group health insurance.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2006 - Present · 19 yrs 8 mos
Cetera Financial Specialists LLCBroker
June 2004 - Present · 21 yrs 11 mos
Previous Registrations
Hochman & Baker Securities, INC.Broker
October 2000 - June 2004 · 3 yrs 8 mos
State Registrations3 states
AZCAPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Susan Radley - Financial Advisor | TrueAdvisor