Sushma Gupta is a registered investment advisor, based in New York, NY, with 25 years of industry experience.
Location
Citi Private Bank, 153 East 53rd St., 24th, 25th Fls, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Citi Private Alternatives, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Citi Private Alternatives, LLC
March 2017 - Present · 9 yrs 2 mos
Citigroup Global Markets INC.
December 2015 - Present · 10 yrs 5 mos
Citigroup Global Markets INC.
September 2015 - Present · 10 yrs 8 mos
Citigroup Global Markets INC.Broker
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2008 - September 2015 · 6 yrs 11 mos
J.P. Morgan Securities INC.Broker
October 2000 - October 2008 · 8 yrs
State Registrations20 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.