Barrett Richter is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
555 California Street, Pwm, San Francisco, CA, 94104
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 2004 - June 2009 · 5 yrs 1 mo
Citigroup Global Markets INC.Broker
May 2004 - June 2009 · 5 yrs 1 mo
Banc of America Investment Services, INC.Broker
August 2003 - May 2004 · 9 mos
Banc of America Investment Services, INC.
August 2003 - May 2004 · 9 mos
Banc of America Securities LLC
July 2002 - August 2003 · 1 yr 1 mo
Banc of America Securities LLCBroker
August 2000 - August 2003 · 3 yrs
State Registrations38 states
ALAZCACOCTDCDEFLGAHIIAILLAMAMDMIMNMTNCNENHNJNMNVNYOKORPARISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.