LR
LR

Laura Rasmussen

24 Years of Experience
Rancho Santa Fe, CA
Broker

Laura Rasmussen is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Rancho Santa Fe, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

6002 El Tordo, Rancho Santa Fe, CA, 92067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2022 - Present · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2019 - January 2022 · 2 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
June 2019 - January 2022 · 2 yrs 7 mos
Hd Vest Investment ServicesBroker
September 2015 - June 2019 · 3 yrs 9 mos
H.D. Vest Advisory Services, INC
September 2015 - June 2019 · 3 yrs 9 mos
Morgan Stanley
October 2013 - September 2015 · 1 yr 11 mos
Morgan StanleyBroker
October 2013 - September 2015 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2012 - May 2013 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2013 · 3 yrs 7 mos
Banc of America Investment Services, INC.Broker
April 2008 - October 2009 · 1 yr 6 mos
Banc of America Investment Services, INC.Broker
February 2006 - October 2007 · 1 yr 8 mos
VALIC Financial Advisors, INC.Broker
October 2000 - January 2006 · 5 yrs 3 mos
The Variable Annuity Marketing CompanyBroker
October 2000 - December 2001 · 1 yr 2 mos
State Registrations47 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.