BS
BS

Brian Simmons

25 Years of Experience
Greenville, SC
1 DisclosureBroker

Brian Simmons is a registered investment advisor at LPL Financial LLC, based in Greenville, SC, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

45 E. Antrim Dr., Greenville, SC, 29607

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Denied
Other Business Activities

Brian owns Brian Simmons Photography, spending minimal time as a photographer. He also works nearly full-time for South State Investment Services as a DBA for LPL Business and spends minimal time at Simmons Solutions.

Employment History
Current Registrations
LPL Financial LLC
December 2014 - Present · 11 yrs 5 mos
LPL Financial LLCBroker
December 2014 - Present · 11 yrs 5 mos
Previous Registrations
Royal Alliance Associates, INC.
July 2011 - December 2014 · 3 yrs 5 mos
Royal Alliance Associates, INC.Broker
July 2011 - December 2014 · 3 yrs 5 mos
Securities America Advisors, INC.
October 2010 - August 2011 · 10 mos
Securities America, INC.Broker
October 2010 - August 2011 · 10 mos
Uvest Financial Services Group, INC.
September 2006 - October 2010 · 4 yrs 1 mo
Uvest Financial Services Group, INC.Broker
January 2002 - October 2010 · 8 yrs 9 mos
Wachovia Securities, INC.Broker
November 2000 - January 2002 · 1 yr 2 mos
State Registrations9 states
FLGANCOHPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.