Tamara Smith
Tamara Smith is a registered investment advisor at Legacy Financial Group, based in Des Moines, IA, with 21 years of industry experience. Tamara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 1,473 clients with $840M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Legacy Financial Group's standard advisory fee for investment management ranges from 0.70% to 1.2% per year, depending on the size of the account, prospective growth, complexity, and other factors. Fees are billed quarterly, in advance, based on the daily average balance of the assets of the previous quarter. All fees are negotiable. Cash positions are included as part of assets under management for fee calculation purposes.
Location
6000 Grand Avenue, Suite B, Des Moines, IA, 50312
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tamara is involved in outside insurance sales, specifically life and fixed insurance, since 2018. This activity requires minimal time.
Employment History
Current Registrations
Legacy Financial Group
Previous Registrations
Peterson Financial Group, INC.
Principal Securities, INC.
Principal Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.