Erika Kam is a registered investment advisor at Cetera Investment Advisers LLC, based in Miami, FL, with 21 years of industry experience. Erika operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2800 Ponce De Leon Blvd, Miami, FL, 33134
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Erika works as a wealth advisor at Regions Bank, providing customer service and assisting with deposit accounts, loans, and credit card applications. She also spends a few hours per week as a 50% owner and director for Spartan Holdings Group LLC, handling financial tasks for their residential renovation business.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
Safra Securities LLCBroker
Bci Securities, INC.
Bci Securities, INC.Broker
Principal Securities, INC.
Principal Securities, INC.Broker
Hapoalim Securities USA, INC.Broker
Hapoalim Securities USA, INC.Broker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Davos Financial Advisors, LLC
Colonial Brokerage, INC.Broker
Fiserv Investor Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.