Rajan Kumar
Rajan Kumar is a registered investment advisor at Osaic Wealth, INC., based in Erie, PA, with 25 years of industry experience. Rajan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Erie, PA
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Regulatory History (2)
Customer Dispute
January 2015Customer Dispute
March 2011Other Business ActivitiesSells Insurance
Rajan is a financial advisor at 435 Financial, dedicating about half his time to fee-based asset management. He also works as an outside insurance broker selling life insurance and long-term care, spending minimal time on this, and is a managing member of RBT Wealth, dedicating nearly full-time hours to operating the wealth management division of a CPA firm.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Rbt Wealth LLC
Securities America Advisors, INC.
Securities America, INC.Broker
Private Advisor Group, LLC
Private Advisor Group, LLC
LPL Financial LLCBroker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
MML Investors Services, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.