Douglas Giddings is a registered investment advisor, based in Fort Worth, TX, with 21 years of industry experience.
Location
1 Firstcomm Plaza, Fort Worth, TX, 76109
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Douglas is a musician playing at weddings and events since 2014, dedicating minimal time to this. He is also a freelance videographer/photographer since 2017, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
First Command Brokerage Services, INC.Broker
February 2019 - Present · 7 yrs 3 mos
First Command Brokerage Services, INC.
February 2019 - Present · 7 yrs 3 mos
First Command Advisory Services
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - September 2017 · 7 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - September 2017 · 7 yrs 11 mos
Banc of America Investment Services, INC.Broker
January 2006 - October 2009 · 3 yrs 9 mos
Banc of America Investment Services, INC.
January 2006 - October 2009 · 3 yrs 9 mos
Citistreet Financial Services LLC
March 2003 - July 2004 · 1 yr 4 mos
Citistreet Equities LLCBroker
March 2003 - July 2004 · 1 yr 4 mos
Fidelity Investments Institutional Services Company, INC.Broker
October 2001 - February 2003 · 1 yr 4 mos
PFS Investments INC.Broker
September 2000 - December 2000 · 3 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.