KM
KM

Kathleen Mills

21 Years of Experience
Schaumburg, IL
Broker

Kathleen Mills is a registered investment advisor at Cetera Investment Advisers LLC, based in Schaumburg, IL, with 21 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1450 American Lane, 6th Floor, Suite 650, Schaumburg, IL, 60173-2096

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Kathleen is the office manager for Twin Power Heating & Air, LLC, an HVAC service and installation company, since 2022. She dedicates about 10-20% of her time to administrative support, website maintenance, vendor relations, marketing, and planning, including during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLCBroker
December 2015 - Present · 10 yrs 7 mos
Previous Registrations
Cetera Advisors LLC
September 2020 - March 2024 · 3 yrs 6 mos
First Allied Securities, INC.Broker
April 2020 - September 2022 · 2 yrs 5 mos
Fifth Third Securities, INC.
March 2006 - January 2013 · 6 yrs 10 mos
Fifth Third Securities, INC.Broker
October 2001 - January 2013 · 11 yrs 3 mos
State Registrations2 states
COOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.