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Sotirios Vangelatos

14 Years of Experience
Locust Valley, NY
Broker

Sotirios Vangelatos is a registered investment advisor at Raymond James & Associates, INC., based in Locust Valley, NY, with 14 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

230 Birch Hill Road, Locust Valley, NY, 11560

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sotirios owns a NYC Yellow Taxi Medallion since 1992, dedicating minimal time to this business. This activity is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2024 - Present · 1 yr 10 mos
Raymond James & Associates, INC.Broker
May 2024 - Present · 2 yrs
Previous Registrations
E*trade Securities LLCBroker
November 2005 - September 2015 · 9 yrs 10 mos
Refco Securities, LLCBroker
January 2003 - August 2005 · 2 yrs 7 mos
Joseph Stevens & Company, INC.Broker
August 2000 - February 2001 · 6 mos
State Registrations3 states
FLNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sotirios Vangelatos - Financial Advisor | TrueAdvisor