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Gregg Patenaude

LPL Financial LLC
25 Years of Experience
San Diego, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Gregg Patenaude is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 25 years of industry experience. Gregg is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4425 Bayard St Ste 110, San Diego, CA, 92109

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History

Regulatory History (1)
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Criminal
July 1998
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gregg sells outside fixed insurance under the DBA Patenaude Wealth Management, dedicating minimal time to this activity. He also has a real estate rental business called Catamount Holdings, LLP, but spends no time on it.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2008 - Present · 18 yrs 5 mos
LPL Financial LLC
May 2008 - Present · 18 yrs 5 mos
Previous Registrations
Edward Jones
April 2007 - May 2008 · 1 yr 1 mo
Edward JonesBroker
November 2000 - May 2008 · 7 yrs 6 mos
State Registrations34 states
ALARAZCACOCTFLGAHIIDILINKYMAMDMIMOMTNCNJNVNYOHOKORSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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