Paul Brazie is a registered investment advisor at Tudor Financial, INC., based in Dayton, OH, with 21 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 428 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $3.0M | 1.00% |
| $3M+ | 0.75% |
Investment management fees for the Legacy Individual Stock Strategies are: $500,000 – 5,000,000: .75% of entire balance; Greater than $5,000,000: .60% of entire balance. At our discretion, we may combine the account values of family members living in the same household. Multiple portfolios aggregated by family members living in the same household could provide an incremental fee benefit.
Fee Estimator
Location
8111 Timberlodge Trail, Dayton, OH, 45458
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Paul is an investment advisor representative at Tudor Financial. This activity is investment-related and takes about half of Paul's time.
Employment History
Current Registrations
Tudor Financial, INC.
Westminster Financial Advisory CORP
Westminster Financial Securities, INC.Broker
Previous Registrations
Key Investment Services LLCBroker
Key Investment Services LLC
Westminster Financial Advisory CORP
Westminster Financial Securities, INC.Broker
Great American Advisors, INC.
Great American Advisors, INC.Broker
Westminster Financial Securities, INC.Broker
Foresters Securities, INC.Broker
Westminster Financial Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.