James Tetreault is a registered investment advisor at LPL Enterprise, LLC, based in Attleboro, MA, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
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Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
Attleboro, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James owns rental real estate property since 1995. He spends minimal time on this activity.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Signator Financial Services, INC.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
Quick & Reilly, INC.Broker
Pfpc Distributors, INC.Broker
State Registrations53 states
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