Frank Sites
Frank Sites is a registered investment advisor at Cetera Investment Advisers LLC, based in Santa Rosa, CA, with 53 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5755 Mountain View Drive, Suite 209, Santa Rosa, CA, 95409
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Regulatory History (1)
Regulatory
April 1983Other Business ActivitiesSells Insurance
Frank sells fixed insurance products including life, health, disability, annuities, and long-term care, and owns SITES Insurance Services LLC, dedicating minimal time to it. He also operates under the DBA Telesis Financial for financial services, spending about 10-20% of his time on it, and SITES Retirement Solutions for retirement planning, investments, and insurance, spending about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
LPL Financial LLC
LPL Financial LLCBroker
Associated Securities CORP.
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Mutual Service CorporationBroker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Benefit Plan Securities, INC.Broker
Planned Investments INC.Broker
Mutual Benefit Financial Service CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.