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James Hunter

Raymond James Financial Services Advisors, INC
26 Years of Experience
Mobile, AL
3 DisclosuresBroker
View SEC Summary
View SEC Summary

James Hunter is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mobile, AL, with 26 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

955 Dauphin Street, Mobile, AL, 36604

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2011
Settled
Customer Dispute
August 2008
Settled
Customer Dispute
August 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James works as a Branch Manager for Raymond James/Gulf Coast Group, dedicating about half of his time. He also hosts a sports radio talk show called 'Talkin' Football' and uses Scott Hunter Investments to pay bills, spending minimal time on each.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 9 mos
Raymond James Financial Services, INC.Broker
September 2003 - Present · 23 yrs 1 mo
Previous Registrations
Raymond James Financial Services
October 2003 - January 2009 · 5 yrs 3 mos
Pan-American Investment Advisers, INC.
August 2002 - September 2003 · 1 yr 1 mo
Pan-American Financial AdvisersBroker
October 2001 - September 2003 · 1 yr 11 mos
Raymond James Financial Services, INC.Broker
September 2000 - October 2001 · 1 yr 1 mo
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDINKSKYLAMAMDMEMIMNMOMSMTNCNDNHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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