Thomas Dukes is a registered investment advisor, based in Madison Heights, VA, with 25 years of industry experience.
Location
4068 South Amherst Highway, Madison Heights, VA, 24572-5997
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Regulatory History (1)
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Customer Dispute
July 2018Denied
Other Business Activities
Thomas is an assistant lacrosse coach at Randolph College, dedicating about 10-20% of his time. He is also a board member of the Home Builders Association of Central Virginia, spending minimal time on this activity.
Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 5 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 5 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
November 2015 - January 2018 · 2 yrs 2 mos
Bb&t Investment Services, INC.Broker
November 2015 - January 2018 · 2 yrs 2 mos
AXA Advisors, LLC
October 2000 - November 2015 · 15 yrs 1 mo
AXA Advisors, LLCBroker
August 2000 - November 2015 · 15 yrs 3 mos
State Registrations16 states
DCFLGAMDMEMINCNMNVPASCSDTNTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.