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Lawrence Sizeler

Wells Fargo Advisors
52 Years of Experience
Tampa, FL
4 DisclosuresBroker
View SEC Summary
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Lawrence Sizeler is a registered investment advisor at Wells Fargo Advisors, based in Tampa, FL, with 52 years of industry experience. Lawrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

4030 W Boy Scout Blvd Ste 150, Tampa, FL, 33607

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 1999
Final
Customer Dispute
July 1998
Settled
Customer Dispute
April 1993
Settled
Customer Dispute
May 1991
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Lawrence serves as power of attorney for his spouse. This investment-related activity requires minimal time.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
March 2022 - Present · 4 yrs 7 mos
Wells Fargo Clearing Services, LLC
March 2022 - Present · 4 yrs 7 mos
Wells Fargo Advisors
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
Capitol Securities Management, INC.
October 2007 - April 2022 · 14 yrs 6 mos
Capitol Securities Management, INC.Broker
September 2007 - April 2022 · 14 yrs 7 mos
First Southeastern Securities Group, IncorporatedBroker
March 2001 - September 2007 · 6 yrs 6 mos
Coastal Financial Security, IncorporatedBroker
February 2000 - March 2001 · 1 yr 1 mo
Prudential Securities IncorporatedBroker
October 1993 - January 2000 · 6 yrs 3 mos
Smith Barney Shearson INC.Broker
July 1993 - October 1993 · 3 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
Dean Witter Reynolds INC.Broker
February 1978 - March 1988 · 10 yrs 1 mo
Dean Witter & CO. IncorporatedBroker
July 1974 - February 1978 · 3 yrs 7 mos
Shearson, Hammill & CO., IncorporatedBroker
September 1973 - October 1974 · 1 yr 1 mo
State Registrations43 states
AKALARAZCACOCTDCFLGAIAIDILINKYLAMAMDMEMIMNMOMSNCNENHNJNMNYOHOKORPAPRSCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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