Frank Cafiso
Frank Cafiso is a registered investment advisor at Cetera Investment Advisers LLC, based in Staten Island, NY, with 8 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Staten Island, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frank owns S&F Equity Corp DBA Superior Pool and Spa, a swimming pool sales, service, and maintenance business, dedicating about a quarter of his time. He also works as an insurance agent selling life, health, disability, annuities, and long-term care, spending a few hours per week on this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Cetera Advisors LLC
Previous Registrations
Cetera Advisors LLC
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations2 states
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