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Roshan Loungani

Arete Wealth Advisors, LLC
26 Years of Experience
Vienna, VA
5 DisclosuresBroker
View SEC Summary
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Roshan Loungani is a registered investment advisor at Arete Wealth Advisors, LLC, based in Vienna, VA, with 26 years of industry experience. Roshan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 5,426 clients with $2.7B in assets under management.

Arete Wealth Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
146 advisors
Number of Clients
5,426 clients
Average Client Portfolio
$506K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $249K3.00%
$249K - $750K2.50%
$750K - $1.5M2.00%
$1.5M - $5.0M1.75%
$5M+1.50%

Fees are negotiable and tailored to each client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8500 Leesburg Pike, Suite 210, Vienna, VA, 22182

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2016
Final
Customer Dispute
October 2013
Settled
Customer Dispute
October 2013
Denied
Customer Dispute
September 2013
Closed-No Action
Customer Dispute
June 2013
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Arete Wealth Management, LLCBroker
January 2008 - Present · 18 yrs 9 mos
Arete Wealth Advisors, LLC
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
March 2006 - January 2008 · 1 yr 10 mos
Ameriprise Financial Services, INC.
March 2006 - January 2008 · 1 yr 10 mos
Rydex Distributors, INC.Broker
January 2006 - February 2006 · 1 mo
Ameriprise Financial Services, INC.
September 2000 - January 2006 · 5 yrs 4 mos
Ameriprise Financial Services, INC.Broker
August 2000 - January 2006 · 5 yrs 5 mos
Ids Life Insurance CompanyBroker
August 2000 - January 2006 · 5 yrs 5 mos
State Registrations9 states
DCFLILMAMDNCNJNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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