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Christopher Soprano

25 Years of Experience
Alexandria, LA
Broker

Christopher Soprano is a registered investment advisor at LPL Financial LLC, based in Alexandria, LA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

128 Versailles Blvd., Alexandria, LA, 71303

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is involved in several real estate rental businesses, including CASO, LLC, STETH LLC, Sobo LLC (multiple locations), and Kano Investments, LLC. He also has entities for tax and investment purposes, such as FSG Holdings LLC and Soprano Wealth Management.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2019 - Present · 6 yrs 7 mos
LPL Financial LLC
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Fsc Securities CorporationBroker
May 2005 - October 2019 · 14 yrs 5 mos
Fsc Securities Corporation
May 2005 - October 2019 · 14 yrs 5 mos
Lincoln Financial Advisors Corporation
May 2005 - May 2005 · 0 mos
Lincoln Financial Advisors CorporationBroker
January 2002 - May 2005 · 3 yrs 4 mos
The Lincoln National Life Insurance CompanyBroker
January 2002 - May 2005 · 3 yrs 4 mos
AXA Advisors, LLCBroker
September 2000 - January 2002 · 1 yr 4 mos
State Registrations9 states
ALKYLAMSNCNVSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Soprano - Financial Advisor | TrueAdvisor