DC
DC
Dominique Callan
25 Years of Experience
New York, NY
3 DisclosuresBroker
Dominique Callan is a registered investment advisor at J.P. Morgan Securities LLC, based in New York, NY, with 25 years of industry experience. Dominique is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
35 E. 72nd St., New York, NY, 10021
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2011Denied
Customer Dispute
September 2010Settled
Customer Dispute
April 2008Denied
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
May 2009 - October 2012 · 3 yrs 5 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Banc of America Investment Services, INC.Broker
January 2006 - April 2009 · 3 yrs 3 mos
Banc of America Investment Services, INC.
January 2006 - April 2009 · 3 yrs 3 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2004 - January 2006 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2000 - January 2006 · 5 yrs 3 mos
State Registrations30 states
AZCACOCTDCDEFLILKSLAMAMDMIMNMOMSNCNHNJNMNVNYOHPARISCTXUTVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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