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Matthew Henry Daniel

Thompson Davis Asset Management
22 Years of Experience
3 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Thompson Davis Asset Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
300 clients
Average Client Portfolio
$690K average
Assets Under Management
$206.9M

Fee Structure

Minimum Investment:$200K
Financial Planning:Investment management only

Location

9030 Stony Point Pkwy, Ste 100, Richmond, VA, 23235

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2009
Final
Regulatory
April 2004
Final
Criminal
November 2000
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Thompson Davis Asset Management
October 2008 - Present · 17 yrs 4 mos
Thompson Davis & CO., INC.
August 2008 - Present · 17 yrs 6 mos
Thompson Davis & CO., INC.Broker
August 2008 - Present · 17 yrs 6 mos
Previous Registrations
Thompson Davis & CO., INC.Broker
July 2002 - May 2006 · 3 yrs 10 mos
RBC Dain Rauscher INC.
April 2002 - July 2002 · 3 mos
RBC Dain Rauscher INC.Broker
March 2002 - July 2002 · 4 mos
Tucker Anthony IncorporatedBroker
March 2001 - March 2002 · 1 yr
Branch, Cabell & CO., INC.Broker
November 2000 - March 2001 · 4 mos
State Registrations3 states
CAFLVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Matthew Henry Daniel - Financial Advisor | TrueAdvisor