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Matthew Daniel

Thompson Davis Asset Management
23 Years of Experience
Sarasota, FL
3 DisclosuresBroker
View SEC Summary
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Matthew Daniel is a registered investment advisor at Thompson Davis Asset Management, based in Sarasota, FL, with 23 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 300 clients with $210M in assets under management.

Thompson Davis Asset Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
300 clients
Average Client Portfolio
$704K average
Assets Under Management
$211.3M

Fee Structure

Minimum Investment:$200K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Management fee is 2.0% per year, paid monthly. In addition, a quarterly performance fee of 20% of net profits applies, subject to a high-water mark. Fees may be waived or reduced for employees, affiliates, and certain large or strategic investors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Sarasota, FL

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2009
Final
Regulatory
April 2004
Final
Criminal
November 2000
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Thompson Davis Asset Management
October 2008 - Present · 18 yrs
Thompson Davis & CO., INC.
August 2008 - Present · 18 yrs 2 mos
Thompson Davis & CO., INC.Broker
August 2008 - Present · 18 yrs 2 mos
Previous Registrations
Thompson Davis & CO., INC.Broker
July 2002 - May 2006 · 3 yrs 10 mos
RBC Dain Rauscher INC.
April 2002 - July 2002 · 3 mos
RBC Dain Rauscher INC.Broker
March 2002 - July 2002 · 4 mos
Tucker Anthony IncorporatedBroker
March 2001 - March 2002 · 1 yr
Branch, Cabell & CO., INC.Broker
November 2000 - March 2001 · 4 mos
State Registrations3 states
CAFLVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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