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Derek Bailey

24 Years of Experience
Greenwood Village, CO
BrokerSells Insurance

Derek Bailey is a registered investment advisor at Empower Advisory Group, LLC, based in Greenwood Village, CO, with 24 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K - $400K0.30%
$400K+0.20%

EAG reserves the right to offer discounted fees or waive periodic fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Derek is an insurance representative for Accordia Life & Annuity, receiving trailing commissions. This activity is insurance-related.

Employment History
Current Registrations
Empower Advisory Group, LLC
November 2018 - Present · 7 yrs 8 mos
Empower Financial Services, INC.Broker
November 2018 - Present · 7 yrs 8 mos
Previous Registrations
Securian Financial Services, INC.
March 2018 - October 2018 · 7 mos
Securian Financial Services, INC.
February 2017 - December 2017 · 10 mos
Securian Financial Services, INC.Broker
January 2017 - October 2018 · 1 yr 9 mos
Symetra Securities, INC.Broker
October 2013 - October 2016 · 3 yrs
Raymond James & Associates, INC.Broker
February 2013 - July 2013 · 5 mos
Morgan Keegan & Company, INC.Broker
June 2004 - February 2013 · 8 yrs 8 mos
First Tennessee Brokerage, INC.Broker
September 2000 - June 2004 · 3 yrs 9 mos
State Registrations2 states
GASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.