Stephen Freeman
Stephen Freeman is a registered investment advisor at LPL Financial LLC, based in Cullman, AL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
111 4th St Se, Cullman, AL, 35055
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2025Customer Dispute
July 2010Other Business Activities
Stephen operates Hawksnest Wealth Management as a DBA for his LPL business. This investment-related activity takes up nearly all of Stephen's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Morgan Keegan & Company, INC.Broker
Morgan Keegan & Company, INC.
Amsouth Investment Management Company LLC
Amsouth Investment Services, INC.Broker
Amsouth Investment Services, INC.
E*trade Advisory Services, INC.
E*trade Securities LLCBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.