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Mark Connell

Regal Investment Advisors LLC
10 Years of Experience
Grapevine, TX
1 Disclosure
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Mark Connell is a registered investment advisor at Regal Investment Advisors LLC, based in Grapevine, TX, with 10 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 8,302 clients with $2.9B in assets under management.

Regal Investment Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
8,302 clients
Average Client Portfolio
$347K average
Assets Under Management
$2.9B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fees typically range from 0.30% to 1.00% per annum depending on account value and strategy composition. Fees and payment arrangements are negotiable on a case-by-case basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

920 S. Main St, Ste 197, Grapevine, TX, 76051

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
December 1990
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Regal Investment Advisors LLC
May 2026 - Present · 5 mos
Previous Registrations
Mark-Christopher
May 2007 - October 2010 · 3 yrs 5 mos
World Choice Securities, INC.Broker
February 2006 - August 2006 · 6 mos
Capital Advisory Group, INC.
November 2005 - May 2007 · 1 yr 6 mos
Sentra Securities CORP
February 2005 - August 2005 · 6 mos
Lochinvar Vii Advisors
May 2004 - August 2005 · 1 yr 3 mos
Sentra Securities CorporationBroker
May 2003 - August 2005 · 2 yrs 3 mos
World Group Securities, INC.Broker
April 2002 - June 2003 · 1 yr 2 mos
Wma Securities, INC.Broker
February 2001 - April 2002 · 1 yr 2 mos
Wma Securities, INC.Broker
October 2000 - December 2000 · 2 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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