NH
NH

Naftoli Horowitz

21 Years of Experience
Garden City, NY
Broker

Naftoli Horowitz is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Naftoli is involved in several outside business activities. These include real estate as an owner/partner, serving as a director for an organization helping those with brain injuries, and working as a writer for Artscroll Mesorah Publications.

Employment History
Current Registrations
Morgan Stanley
March 2022 - Present · 4 yrs 2 mos
Morgan StanleyBroker
March 2022 - Present · 4 yrs 2 mos
Morgan Stanley
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLC
February 2015 - March 2022 · 7 yrs 1 mo
J.P. Morgan Securities LLCBroker
February 2015 - March 2022 · 7 yrs 1 mo
Alliancebernstein L.P.
January 2005 - February 2015 · 10 yrs 1 mo
Sanford C. Bernstein & CO., LLCBroker
January 2005 - February 2015 · 10 yrs 1 mo
Northeast Securities, INC.Broker
September 2000 - February 2001 · 5 mos
State Registrations37 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.