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Carter Smith

25 Years of Experience
New York, NY
Broker

Carter Smith is a registered investment advisor at Morgan Stanley, based in New York, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 12th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Carter owns rental property in Washington, D.C. since May 2024, spending minimal time on administrative tasks related to it.

Employment History
Current Registrations
Morgan Stanley
February 2016 - Present · 10 yrs 3 mos
Morgan StanleyBroker
February 2016 - Present · 10 yrs 3 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
September 2008 - March 2016 · 7 yrs 6 mos
Credit Suisse Securities (USA) LLCBroker
September 2008 - March 2016 · 7 yrs 6 mos
Lehman Brothers INC.
February 2008 - September 2008 · 7 mos
Lehman Brothers INC.Broker
October 2000 - September 2008 · 7 yrs 11 mos
State Registrations19 states
CACOCTDCFLGAILMAMDMTNCNJNYPARISCTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.