Kenneth Martin is a registered investment advisor, based in Dallas, TX, with 20 years of industry experience.
Location
1717 Mckinney Ave, 12th Floor, Dallas, TX, 75202
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Services LLC
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Services LLCBroker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Bbva Wealth Solutions INC.
June 2017 - May 2021 · 3 yrs 11 mos
Bbva Securities INC.Broker
June 2017 - May 2021 · 3 yrs 11 mos
Cetera Investment Advisers LLC
November 2016 - May 2017 · 6 mos
Cetera Investment Services LLCBroker
November 2016 - May 2017 · 6 mos
Bb&t Investment Services, INC.Broker
September 2010 - September 2016 · 6 yrs
Bb&t Investment Services, INC.
August 2010 - September 2016 · 6 yrs 1 mo
Wells Fargo Investments, LLCBroker
December 2009 - September 2010 · 9 mos
Wells Fargo Investments, LLC
December 2009 - September 2010 · 9 mos
Wells Fargo Advisors, LLC
March 2009 - December 2009 · 9 mos
Wells Fargo Advisors, LLCBroker
March 2009 - December 2009 · 9 mos
Wachovia Securities, LLC
December 2007 - January 2009 · 1 yr 1 mo
Wachovia Securities, LLCBroker
April 2007 - January 2009 · 1 yr 9 mos
Chase Investment Services CORP.Broker
January 2003 - June 2006 · 3 yrs 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.