JW
JW

James West

25 Years of Experience
New York, NY

James West is a registered investment advisor at Melius Research, based in New York, NY, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 155 clients.

Compensation
Fixed/Hourly
Firm Size
22 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

152 W. 57th St., 6th Floor, New York, NY, 10019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Melius Research
July 2025 - Present · 10 mos
Previous Registrations
Evercore Group L.L.C.Broker
December 2015 - June 2025 · 9 yrs 6 mos
International Strategy & Investment Group LLCBroker
October 2014 - December 2015 · 1 yr 2 mos
Barclays Capital INC.Broker
September 2008 - July 2014 · 5 yrs 10 mos
Lehman Brothers INC.Broker
November 2000 - September 2008 · 7 yrs 10 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
October 2000 - October 2000 · 0 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.