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Douglas Moon

O.F.O. Partners, LLC
25 Years of Experience
Hingham, MA
View SEC Summary
View SEC Summary

Douglas Moon is a CFA-designated registered investment advisor at O.F.O. Partners, LLC, based in Hingham, MA, with 25 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 10 clients with $110M in assets under management.

O.F.O. Partners, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
10 clients
Average Client Portfolio
$11.0M average
Assets Under Management
$110.0M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $15.0M0.88%
$15.0M - $50.0M0.67%
$50.0M - $100.0M0.56%
$100.0M - $250.0M0.35%
$250M+0.24%

Fees are negotiable at the sole discretion of O.F.O. Partners. Total blended fee including independent managers will not exceed 2.00% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

18 Shipyard Drive, Suite 3D, Hingham, MA, 02043

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas is a volunteer member of the investment committee for The South Shore Chamber of Commerce since 2010. He dedicates minimal time to quarterly meetings and preparation.

Employment History
Current Registrations
O.F.O. Partners, LLC
November 2018 - Present · 7 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2008 - October 2018 · 10 yrs
J.P. Morgan Securities INC.Broker
October 2007 - October 2008 · 1 yr
Goldman, Sachs & CO.Broker
October 2000 - October 2007 · 7 yrs
State Registrations2 states
FLMA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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