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David Bunin

Kestra Advisory Services, LLC
25 Years of Experience
Wilton, CT
4 DisclosuresBrokerSells Insurance
View SEC Summary
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David Bunin is a CFP-designated registered investment advisor at Kestra Advisory Services, LLC, based in Wilton, CT, with 25 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

57 Danbury Road Suite 204, Wilton, CT, 06897

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2026
Pending
Customer Dispute
January 2025
Settled
Customer Dispute
February 2024
Settled
Employment Separation After Allegations
November 2011
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is the sole member of DB3 Management, LLC, an operating account, dedicating minimal time. He is also an Investment Advisor Representative with Kestra Advisory Services, LLC and a Principal Advisor with Interlock Financial, spending full-time hours on investment advisory, financial planning, and insurance-related services.

Employment History
Current Registrations
Kestra Advisory Services, LLC
April 2016 - Present · 10 yrs 6 mos
Kestra Investment Services, LLCBroker
March 2013 - Present · 13 yrs 7 mos
Previous Registrations
NFP Advisor Services, LLC
March 2013 - September 2016 · 3 yrs 6 mos
Morgan Stanley
April 2012 - April 2013 · 1 yr
Morgan StanleyBroker
January 2012 - April 2013 · 1 yr 3 mos
Chase Investment Services CORP.
September 2007 - December 2011 · 4 yrs 3 mos
Chase Investment Services CORP.Broker
September 2007 - December 2011 · 4 yrs 3 mos
Banc of America Investment Services, INC.Broker
October 2004 - September 2007 · 2 yrs 11 mos
Banc of America Investment Services, INC.
October 2004 - September 2007 · 2 yrs 11 mos
Quick & Reilly, INC.
May 2004 - October 2004 · 5 mos
Quick & Reilly, INC.Broker
January 2004 - October 2004 · 9 mos
Citicorp Investment ServicesBroker
October 2002 - January 2004 · 1 yr 3 mos
Ladenburg Capital Management INC.Broker
October 2000 - October 2002 · 2 yrs
State Registrations22 states
AZCACOCTFLGAILMAMDMENCNHNJNMNYOHORPASCVAVTVirgin Islands
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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