David Bunin
David Bunin is a CFP-designated registered investment advisor at Kestra Advisory Services, LLC, based in Wilton, CT, with 25 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 97,702 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Advisory Services' (Kestra AS) fees for managing your investments are a percentage of the value of your portfolio, up to a maximum of 2.5% per year. The exact percentage is determined by your advisor based on factors like the size of your account, the type of account (e.g., retirement), the services you receive, and the platform you choose. These fees are negotiable.
Kestra AS offers different advisory platforms with varying program fees that are deducted from the client fee you negotiate with your advisor. These platforms include AdvisorEnterprise, Horizon, and AdvisorChoice. Each platform has different features, costs, and minimum account sizes.
There are also third-party managed solutions available through platforms like Focus Partners Advisor Solutions, Symmetry Partners, SEI and AssetMark.
Location
57 Danbury Road Suite 204, Wilton, CT, 06897
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2025Customer Dispute
February 2024Employment Separation After Allegations
November 2011Other Business ActivitiesSells Insurance
David is the sole member of DB3 Management, LLC, an operating account, dedicating minimal time. He is also an Investment Advisor Representative with Kestra Advisory Services, LLC and a Principal Advisor with Interlock Financial, spending full-time hours on investment advisory, financial planning, and insurance-related services.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
NFP Advisor Services, LLC
Morgan Stanley
Morgan StanleyBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Citicorp Investment ServicesBroker
Ladenburg Capital Management INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.