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CFP
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CFP

Brad Hess

LPL Financial LLC
25 Years of Experience
Logan, UT
Broker
View SEC Summary
View SEC Summary

Brad Hess is a CFP-designated registered investment advisor at LPL Financial LLC, based in Logan, UT, with 25 years of industry experience. Brad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

150 E 200 N, Suite C, Logan, UT, 84321

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brad operates his LPL business under the DBA Brad Hess, CFP. He also manages Hess Holdings, LLC for tax/investment purposes, spending minimal time on it, and Hess Industries, Inc, also for tax/investment purposes, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
January 2011 - Present · 15 yrs 9 mos
LPL Financial LLCBroker
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Investment Advisors International, INC.
May 2008 - January 2011 · 2 yrs 8 mos
World Group Securities, INC.Broker
April 2002 - January 2011 · 8 yrs 9 mos
Wma Securities, INC.Broker
October 2000 - April 2002 · 1 yr 6 mos
State Registrations8 states
AZCACOIDILNMTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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