MW
MW

Michael Ray Wallin

17 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
1,216 clients
Average Client Portfolio
$220K average
Assets Under Management
$267.4M

Fee Structure

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Location

109 Holiday Court, Suite A6, Franklin, TN, 37067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael operates under the DBA Mountain Brooke Wealth Management and sells fixed insurance products, dedicating full-time hours to these activities. He is also a managing member of Financial Archetics and Consultants, a FinTech company focused on data gathering and risk assessment, spending about 10-20% of his time on this venture.

Employment History
Current Registrations
Optivise Advisory Services LLC
January 2021 - Present · 5 yrs 1 mo
Previous Registrations
Optivise Advisory Services LLC
October 2019 - December 2020 · 1 yr 2 mos
Arete Wealth Advisors, LLC
April 2019 - May 2019 · 1 mo
Panthrex Asset Management LLC
November 2015 - July 2021 · 5 yrs 8 mos
Virtue Capital Management, LLC
October 2013 - February 2016 · 2 yrs 4 mos
Brookstone Capital Management LLC
June 2008 - October 2013 · 5 yrs 4 mos
State Registrations2 states
METN
Advisor
Exams
No exam information available for this advisor.