Colleen Tobey
Colleen Tobey is a registered investment advisor at Cetera Investment Advisers LLC, based in Ballston Spa, NY, with 9 years of industry experience. Colleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Ballston Spa, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Colleen works as a financial professional for KL Hooker Management Corp DBA Capital Growth & Shelter and KLH Management, spending full-time hours on these activities. She also works as an insurance agent selling life and long-term care insurance, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Capital Growth & Shelter, INC.
Cetera Advisors LLC
State Registrations18 states
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