Donald Penn is a CFP-designated registered investment advisor, based in Carmel, IN, with 25 years of industry experience.
Location
571 Monon Blvd, Suite 150, Carmel, IN, 46032
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Donald is the registered agent for L&B Penn, LLC, an LLC created by his parents to own the family farm, and spends minimal time on this. He is also a Financial Advisor at Financial Partners Group, LLC, dedicating full-time hours, and a shareholder and registered agent for Princess City Developers, Inc., spending a few hours per week.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
Wealth Enhancement Advisory Services, LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Financial Planning Consultants, INC.
Raymond James Financial Services, INC.Broker
Frontier Financial Consultants, INC.
Frontier Financial Consultants, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.