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Marcy Pinnell

Benjamin F. Edwards & Company, Incorporated
25 Years of Experience
Edwardsville, IL
4 DisclosuresBroker
View SEC Summary
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Marcy Pinnell is a registered investment advisor at Benjamin F. Edwards & Company, Incorporated, based in Edwardsville, IL, with 25 years of industry experience. Marcy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 33,057 clients with $19B in assets under management.

Benjamin F. Edwards & Company, Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
518 advisors
Number of Clients
33,057 clients
Average Client Portfolio
$572K average
Assets Under Management
$18.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum total wrap fee is 2.50% annually, combining advisor and manager fees. Specific strategy rates vary, and fees are fully negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1012 Plummer Drive, Suite 103, Edwardsville, IL, 62025

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2015
Final
Regulatory
June 2014
Final
Regulatory
June 2014
Final
Employment Separation After Allegations
August 2013
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Benjamin F. Edwards & Company, INC.Broker
August 2013 - Present · 13 yrs 2 mos
Benjamin F. Edwards & Company, Incorporated
August 2013 - Present · 13 yrs 2 mos
Benjamin F. Edwards & Company, INC.
August 2013 - Present · 13 yrs 2 mos
Previous Registrations
Edward Jones
February 2007 - August 2013 · 6 yrs 6 mos
Edward JonesBroker
October 2000 - August 2013 · 12 yrs 10 mos
State Registrations22 states
ALARCACOFLGAILINKSKYMDMNMOMSNCNMOHORPASCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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