Alan Topolski
Alan Topolski is a registered investment advisor at Commonwealth Financial Network, based in Blue Ash, OH, with 24 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
4675 Cornell Road, Suite 100, Blue Ash, OH, 45241
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alan buys, sells, and trades musical instruments, dedicating minimal time to this. He also performs live music and teaches private music lessons, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Western International Securities, INC.Broker
Sorrento Pacific Financial, LLCBroker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Grove Point Investments, LLCBroker
Next Financial Group, INC.Broker
Cuso Financial Services, L.P.Broker
Scf Securities, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Cetera Advisors LLCBroker
Cetera Advisors LLC
AXA Advisors, LLC
AXA Advisors, LLCBroker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Fifth Third Securities, INC.Broker
Fidelity Brokerage Services LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.